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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GROSS JONATHAN S 1201 LOUISIANA STREET, SUITE 3100 HOUSTON, TX 77002 |
X |
/s/ Daniel Belhumeur under Power of Attorney by Jonathan S. Gross | 01/18/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A Form 4 of the Reporting Person filed on December 21, 2021 (the "Prior Form 4") inadvertently reported the transaction with transaction code "A," which designates a grant, award, or other acquisition. Because the shares were purchased in the open market, the transaction code should have been listed as "P" (open market purchase), as reflected in this amendment. |
(2) | The Prior Form 4 inadvertently reported that, following the purchase of shares owned indirectly through the Gross Family Trust, the Reporting Person directly owned 66,736 shares of common stock of Tellurian Inc. ("Tellurian"). In fact, as reported in this amendment and in the Form 4 of the Reporting Person filed on June 10, 2021, the Reporting Person directly owned 104,329 shares of Tellurian common stock. |